1. Living Room

1.1 Living Room Present

Note: If the unit is an efficiency apartment, consider the living room

present.

1.2 Electricity

In order to qualify, the outlets must be present and properly installed

in the baseboard, wall or floor of the room. Do not count a single

duplex receptacle as two outlets, i.e., there must be two of these in

the room, or one of these plus a permanently installed ceiling or

wall light fixture.

Both the outlets and/or the light must be working. Usually, a room will

have sufficient lights or electrical appliances plugged into outlets to

determine workability. Be sure light fixture does not fail just because

the bulb is burned out.

Do not count any of the following items or fixtures as outlets/fixtures:

Table or floor lamps (these are not permanent light fixtures); ceiling

lamps plugged into socket; extension cords.

If the electric service to the unit has been temporarily turned off

check ‘’Inconclusive.’’ Contact owner or manager after inspection to

verify that electricity functions properly when service is turned on.

Record this information on the checklist.

1.3 Electrical Hazards

Examples of what this means: broken wiring; noninsulated wiring;

frayed wiring; improper types of wiring, connections or insulation;

wires lying in or located near standing water or other unsafe places;

light fixture hanging from electric wiring without other firm support or

fixture; missing cover plates on switches or outlets; badly cracked

outlets; exposed fuse box connections; overloaded circuits evidenced

by frequently ‘’blown’’ fuses (ask the tenant).

Check “Inconclusive’’ if you are uncertain about severity of the

problem and seek expert advice.

1. 4 Security

“Accessible to outside” means: doors open to the outside or to a

common public hall; windows accessible from the outside (e.g.

basement and first floor); windows or doors leading onto a fire

escape, porch or other outside place that can be reached from the

ground.

“Lockable” means: the window or door has a properly working lock,

or is nailed shut, or the window is not designed to be opened. A storm

window lock that is working properly is acceptable. Windows that are

nailed shut are acceptable only if these windows are not needed for

ventilation or as an alternate exit in case of fire.

1.5 Window Condition

Rate the windows in the room (including windows in doors).

“Severe deterioration” means that the window no longer has the

capacity to keep out the wind and the rain or is a cutting hazard.

Examples are: missing or broken-out panes; dangerously loose

cracked panes; windows that will not close; windows that, when

closed, do not form a reasonably tight seal.

If more than one window in the room is in this condition, give details

in the space provided on the right of the form.

If there is only “moderate deterioration” of the windows the item

should "Pass." "Moderate deterioration” means windows which are

reasonably weather-tight, but show evidence of some aging, abuse,

or lack of repair. Signs of deterioration are: minor crack in window

pane; splintered sill; signs of some minor rotting in the window frame

or the window itself; window panes loose because of missing window

putty. Also for deteriorated and peeling paint see 1.9. If more than

one window is in this condition, give details in the space provided on

the right of the form.

1.6 Ceiling Condition

“Unsound or hazardous” means the presence of such serious defects

that either a potential exists for structural collapse or that large

cracks or holes allow significant drafts to enter the unit. The condition

includes: severe bulging or buckling; large holes; missing parts;

falling or in danger of falling loose surface materials (other than

paper or paint).

Pass ceilings that are basically sound but have some nonhazardous

defects, including: small holes or cracks; missing or broken ceiling

tiles; water stains; soiled surfaces; unpainted surfaces; peeling paint

(for peeling paint see item 1.9).

1.7 Wall Condition

“Unsound or hazardous” includes: serious defects such that the

structural safety of the building is threatened, such as severe

buckling, bulging or leaning; damaged or loose structural members;

large holes; air infiltration.

Pass walls that are basically sound but have some nonhazardous

defects, including: small or shallow holes; cracks; loose or missing

parts; unpainted surfaces; peeling paint (for peeling paint see item 1.9).

1.8 Floor Condition

“Unsound or hazardous” means the presence of such serious defects

that a potential exists for structural collapse or other threats to

safety (e.g., tripping) or large cracks or holes allow substantial drafts

from below the floor. The condition includes: severe buckling or

major movements under walking stress; damaged or missing parts.

Pass floors that are basically sound but have some nonhazardous

defects, including: heavily worn or damaged floor surface (for example,

scratches or gouges in surface, missing portions of tile or

linoleum, previous water damage). If there is a floor covering, also

note the condition, especially if badly worn or soiled. If there is a floor

covering, including paint or sealant, also note the conditions, specially

if badly worn, soiled or peeling (for peeling paint, see 1.9).

1.9 Lead-Based Paint

Housing Choice Voucher Units If the unit was built January 1,

1978, or after, no child under age six will occupy or currently

occupies it, is a 0-BR, elderly or handicapped unit with no children

under age six on the lease or expected, has been certified leadbased

paint free by a certified lead-based paint inspector (no

lead-based paint present or no lead-based paint present after

removal of lead-based paint.), check NA and do not inspect

painted surfaces.

This requirement applies to all painted surfaces (building components)

within the unit. (Do not include tenant belongings).

Surfaces to receive a visual assessment for deteriorated paint

include walls, floors, ceilings, built in cabinets (sink bases),

baseboards, doors, door frames, windows systems including

mullions, sills, or frames and any other painted building component

within the unit. Deteriorated paint includes any painted

surface that is peeling, chipping, chalking, cracking, damaged or

otherwise separated from the substrate.

All deteriorated paint surfaces more than 2 sq. ft. in any one

interior room or space, or more than 10% of the total surface

area of an interior type of component with a small surface

area (i.e., window sills, baseboards, and trim) must be stabilized

(corrected) in accordance with all safe work practice

requirements and clearance is required. If the deteriorated

painted surface is less than 2 sq. ft. or less than 10% of the

component, only stabilization is required. Clearance testing

is not required. Stabilization means removal of deteriorated

paint, repair of the substrate, and application of a new protective

coating or paint. Lead-Based Paint Owner Certification is

required following stabilization activities, except for de minimis

level repairs.

 

2. Kitchen

2.1 Kitchen Area Present

Note: A kitchen is an area used for preparation of meals. It may be

either a separate room or an area of a larger room (for example, a

kitchen area in an efficiency apartment).

2.2 - 2.9 Explanation for these items is the same as that provided

for “Living Room’’ with the following modifications:

2.2 Electricity

Note: The requirement is that at least one outlet and one

permanent light fixture are present and working.

2.5 Window Condition

Note: The absence of a window does not fail this item in the

kitchen. If there is no window, check “Pass.”

2.10 Stove or Range with Oven

Both an oven and a stove (or range) with top burners must be present

and working. If either Is missing and you know that the owner is

responsible for supplying these appliances, check “Fail.’’ Put check

in ‘’Inconclusive’’ column if the tenant is responsible for supplying the

appliances and he or she has not yet moved in. Contact tenant or

prospective tenant to gain verification that facility will be supplied and

is in working condition. Hot plates are not acceptable substitutes for

these facilities.

An oven is not working if it will not heat up. To be working a stove or

range must have all burners working and knobs to turn them off and

on. Under “working condition,” also look for hazardous gas hook-ups

evidenced by strong gas smells; these should fail. (Be sure that this

condition is not confused with an unlit pilot light -a condition that

should be noted, but does not fail.)

If both an oven and a stove or range are present, but the gas or

electricity are turned off, check “Inconclusive.” Contact owner or

manager to get verification that facility works when gas is turned on.

If both an oven and a stove or range are present and working, but

defects exist, check "Pass" and note these to the right of the form.

Possible defects are marked, dented, or scratched surfaces;

cracked burner ring; limited size relative to family needs.

A microwave oven may be substituted for a tenant-supplied oven and

stove (or range).

A microwave oven may be substituted for an owner-supplied oven

and stove (or range) if the tenant agrees and microwave ovens are

furnished instead of ovens and stoves (or ranges) to both subsidized

and unsubsidized tenants in the building or premises.

2.11 Refrigerator

If no refrigerator is present, use the same criteria for marking either

“Fail” or “Inconclusive” as were used for the oven and stove or range.

A refrigerator is not working if it will not maintain a temperature low

enough to keep food from spoiling over a reasonable period of time.

If the electricity is turned off, mark ‘’Inconclusive.’’ Contact owner (or

tenant if unit is occupied) to get verification of working condition.

If the refrigerator is present and working but defects exist, note these

to the right of the form. Possible minor defects include: broken or

missing interior shelving; dented or scratched interior or exterior

surfaces; minor deterioration of door seal; loose door handle.

2.12 Sink

If a permanently attached kitchen sink is not present in the kitchen or

kitchen area, mark ‘’Fail.’’ A sink in a bathroom or a portable basin will

not satisfy this requirement. A sink is not working unless it has

running hot and cold water from the faucets and a properly connected

and properly working drain (with a “gas trap”). In a vacant

apartment, the hot water may have been turned off and there will be

no hot water. Mark this “Inconclusive.” Check with owner or manager

to verify that hot water is available when service is turned on.

If a working sink has defects, note this to the right of the item.

Possible minor defects include: dripping faucet; marked, dented, or

scratched surface; slow drain; missing or broken drain stopper.

2.13 Space for Storage, Preparation, and Serving of Food

Some space must be available for the storage, preparation, and

serving of food. If there is no built-in space for food storage and

preparation, a table used for food preparation and a portable storage

cabinet will satisfy the requirement. If there is no built-in space, and

no room for a table and portable cabinet, check “Inconclusive” and

discuss with the tenant. The tenant makes the final determination as

to whether or not this space is acceptable.

If there are some minor defects, check "Pass" and make notes to the

right. Possible defects include: marked, dented, or scratched surfaces;

broken shelving or cabinet doors; broken drawers or cabinet

hardware; limited size relative to family needs.

 

3. Bathroom

3.1 Bathroom Present

Most units have easily identifiable bathrooms (i.e., a separate room

with toilet, washbasin and tub or shower). In some cases, however,

you will encounter units with scattered bathroom facilities (i.e., toilet.

washbasin and tub or shower located in separate parts of the unit).

At a minimum, there must be an enclosure around the toilet. In this

case, count the enclosure around the toilet as the bathroom and

proceed with 3.2-3.9 below, with respect to this enclosure. If there is

more than one bathroom that is normally used, rate the one that is in

best condition for Part 3. If there is a second bathroom that is also

used, complete Part 4 of the checklist for this room. (See Inspection

Manual for additional notes on rating the second bathroom.)

3.2 - 3.9 Explanation for these items is the same as that provided

for “Living Room’’ with the following modifications:

3.2 Electricity

Note: The requirement is that at least one permanent light

fixture is present and working

3.3 Electrical Hazards

Note: In addition to the previously mentioned hazards, outlets

that are located where water might splash or collect are

considered an electrical hazard.

3.5 Window Condition

Note: The absence of a window does not fail this item in the

bathroom (see item 3.13, Ventilation, for relevance of window

with respect to ventilation). If there is no window, but a working

vent system is present, check “Pass.”

3.7 Wall Condition

Note: Include under nonhazardous defects (that would

pass, but should be noted) the following: broken or loose tile;

deteriorated grouting at tub/wall and tub/floor joints, or tiled

surfaces; water stains.

3.8 Floor Condition

Note: Include under nonhazardous defects (that would pass, but

should be noted) the following: missing floor tiles; water stains.

3.10 Flush Toilet in Enclosed Room in Unit

The toilet must be contained within the unit, be in proper operating

condition, and be available for the exclusive use of the occupants of

the unit (i.e., outhouses or facilities shared by occupants of other

units are not acceptable). It must allow for privacy.

Not working means: the toilet is not connected to a water supply; it

is not connected to a sewer drain; it is clogged; it does not have a trap;

the connections, vents or traps are faulty to the extent that severe

leakage of water or escape of gases occurs; the flushing mechanism

does not function properly. If the water to the unit has been turned

off, check "Inconclusive.’’ Obtain verification from owner or manager

that facility works properly when water is turned on.

Comment to the right of the form if the toilet is “present, exclusive,

and working,” but has the following types of defects: constant

running; chipped or broken porcelain; slow draining.

If drain blockage is more serious and occurs further in the sewer line,

causing backup, check item 7.6, “Fail,” under the plumbing and

heating part of the checklist. A sign of serious sewer blockage is the

presence of numerous backed-up drains.

3.11 Fixed Wash Basin or Lavatory in Unit

The wash basin must be permanently installed (i.e., a portable wash

basin does not satisfy the requirement). Also, a kitchen sink used to

pass the requirements under Part 2 of the checklist (kitchen facilities)

cannot also serve as the bathroom wash basin. The wash basin may

be located separate from the other bathroom facilities (e.g., in a

hallway).

Not working means: the wash basin is not connected to a system that

will deliver hot and cold running water; it is not connected to a

properly operating drain; the connectors (or vents or traps) are faulty

to the extent that severe leakage of water or escape of sewer gases

occurs. If the water to the unit or the hot water unit has been turned

off, check "Inconclusive." Obtain verification from owner or manager

that the system is in working condition.

Comment to the right of the form if the wash basin is “present and

working,” but has the following types of minor defects: insufficient

water pressure; dripping faucets; minor leaks; cracked or chipped

porcelain; slow drain (see discussion above under 3.10).

3.12 Tub or Shower in Unit

Not present means that neither a tub nor shower is present in the unit.

Again, these facilities need not be in the same room with the rest of

the bathroom facilities. They must, however, be private.

Not working covers the same requirements detailed above for wash

basin (3.11).

Comment to the right of the form if the tub or shower is present and

working, but has the following types of defects: dripping faucet; minor

leaks; cracked porcelain; slow drain (see discussion under 3.10);

absent or broken support rod for shower curtain.

3.13 Ventilation

Working vent systems include: ventilation shafts (non-mechanical

vents) and electric fans. Electric vent fans must function when switch

is turned on. (Make sure that any malfunctions are not due to the fan

not being plugged in.) If electric current to the unit has not been

turned on (and there is no openable window), check “Inconclusive.”

Obtain verification from owner or manager that system works. Note:

exhaust vents must be vented to the outside, attic, or crawlspace.

 

4. Other Room Used for Living and Halls

Complete an “Other Room” checklist for as many “other rooms

used for living” as are present in the unit and not already noted in

Parts l, 2, and 3 of the checklist. See the discussion below for

definition of ‘’used for living.’’ Also complete an ‘’Other Room”

checklist for all entrance halls, corridors, and staircases that are

located within the unit and are part of the area used for living. If a

hall, entry and/or stairway are contiguous, rate them as a whole

(i.e., as part of one space).

Additional forms for rating “Other Rooms” are provided in the checklist.

Definition of “used for living." Rooms "used for living” are areas of the

unit that are walked through or lived in on a regular basis. Do not

include rooms or other areas that have been permanently, or near

permanently, closed off or areas that are infrequently entered. For

example, do not include a utility room, attached shed, attached

cIosed-in porch, basement, or garage if they are closed off from the

main living area or are infrequently entered. Do include any of these

areas if they are frequently used (e.g., a finished basement/playroom,

a closed-in porch that is used as a bedroom during summer

months). Occasional use of a washer or dryer in an otherwise unused

room does not constitute regular use.

If the unit is vacant and you do not know the eventual use of a

particular room, complete an ‘’Other Room’’ checklist if there is any

chance that the room will be used on a regular basis. If there is no

chance that the room will be used on a regular basis, do not include

it (e.g., an unfinished basement) since it will be checked under Part

5, All Secondary Rooms (Rooms not used for living).

4.1 Room Code and Room Location

Enter the appropriate room code given below:

Room Codes:

1 = Bedroom or any other room used for sleeping (regardless of type

of room)

2 = Dining Room or Dining Area

3 = Second Living Room, Family Room, Den, Playroom, TV Room

4 = Entrance Halls, Corridors, Halls, Staircases

5 = Additional Bathroom (also check presence of sink trap and

clogged toilet)

6 = Other

Room Location: Write on the line provided the location of the room

with respect to the unit’s width, length and floor level as if you were

standing outside the unit facing the entrance to the unit:

right/left/center: record whether the room is situated to the right, left,

or center of the unit.

front/rear/center: record whether the room is situated to the back,

front or center of the unit.

floor level: identify the floor level on which the room is located.

If the unit is vacant, you may have some difficulty predicting the

eventual use of a room. Before giving any room a code of 1

(bedroom), the room must meet all of the requirements for a ‘’room

used for sleeping’’ (see items 4. 2 and 4.5).

4.2 - 4.9 Explanations of these items are the same as those

provided for ‘’Living Room’’ with the following modifications:

4.2 Electricity/Illumination

If the room code is not a "1," the room must have a means of

natural or artificial illumination such as a permanent light

fixture, wall outlet present, or light from a window in the room

or near the room. If any required item is missing, check “Fail."

If the electricity is turned off, check “Inconclusive."

4.5 Window Condition

Any room used for sleeping must have at least one window. If

the windows in sleeping rooms are designed to be opened, at

least one window must be openable. The minimum standards

do not require a window in “other rooms.” Therefore, if there

is no window in another room not used for sleeping, check

“Pass,” and note “no window” in the area for comments.

4.6 Smoke Detectors

At least one battery-operated or hard-wired smoke detector

must be present and working on each level of the unit, including

the basement, but not the crawl spaces and unfinished

attic.

Smoke detectors must be installed in accordance with and

meet the requirements of the National Fire Protection Association

Standard (NFPA) 74 (or its successor standards).

If the dwelling unit is occupied by any hearing-impaired person,

smoke detectors must have an alarm system designed for

hearing-impaired persons as specified in NFPA 74 (or successor

standards).

If the unit was under HAP contract prior to April 24, 1993,

owners who installed battery-operated or hard-wired smoke

detectors in compliance with HUD’s smoke detector requirements,

including the regulations published on July 30, 1992

(57 FR 33846), will not be required subsequently to comply

with any additional requirements mandated by NFPA 74 (i.e.

the owner would not be required to install a smoke detector in

a basement not used for living purposes, nor would the owner

be required to change the location of the smoke detectors that

have already been installed on the other floors of the unit). In

this case, check “Pass” and note under comments.

Additional Notes

For staircases, the adequacy of light and condition of the stair rails

and railings is covered under Part 8 of the checklist (General Health

and Safety)

 

5. All Secondary Rooms (Rooms not used for living)

5. Secondary Rooms (Rooms not used for living)

If any room in the unit did not meet the requirements for “other room

used for living" in Part 4, it is to be considered a “secondary room (not

used for living),” Rate all of these rooms together (i.e., a single Part

5 checklist for all secondary rooms in the unit).

Inspection is required of the following two items since hazardous

defects under these items could jeopardize the rest of the unit, even

if present in rooms not used for living: 5.2 Security, 5.3 Electrical

Hazards. Also, be observant of any other potentially hazardous

features in these rooms and record under 5.4

5.1 None

If there are no “Secondary Rooms (rooms not used for living),” check

"None" and go on to Part 6.

5.2 - 5.4 Explanations of these items is the same as those

provided for ‘’Living Room’’

Additional Note

In recording “other potentially hazardous features,” note (in the

space provided) the means of access to the room with the hazard and

check the box under ‘’Inconclusive.” Discuss the hazard with the HA

inspection supervisor to determine ‘’Pass’’ or ‘’Fail.’’ Include defects

like: large holes in floor, walls or ceilings; evidence of structural

collapse; windows in condition of severe deterioration; and deteriorated

paint surfaces.

 

6. Building Exterior

6.1 Condition of Foundation

‘’Unsound or hazardous’’ means foundations with severe structural

defects indicating the potential for structural collapse; or foundations

that allow significant entry of ground water (for example, evidenced

by flooding of basement).

6.2 Condition of Stairs, Rails, and Porches

"Unsound or hazardous" means: stairs, porches, balconies, or

decks with severe structural defects; broken, rotting, or missing

steps; absence of a handrail when there are extended lengths of

steps (generally four or more consecutive steps); absence of or

insecure railings around a porch or balcony which is approximately

30 inches or more above the ground.

6.3 Condition of Roof and Gutters

“Unsound and hazardous” means: The roof has serious defects such

as serious buckling or sagging, indicating the potential of structural

collapse; large holes or other defects that would result in significant

air or water infiltration (in most cases severe exterior defects will be

reflected in equally serious surface defects within the unit, e.g.,

buckling, water damage). The gutters, downspouts and soffits (area

under the eaves) show serious decay and have allowed the entry of

significant air or water into the interior of the structure. Gutters and

downspouts are, however, not required to pass. If the roof is not

observable and there is no sign of interior water damage, check

“Pass.”

6.4 Condition of Exterior Surfaces

See definition above for roof, item 6.3.

6.5 Condition of Chimney

The chimney should not be seriously leaning or showing evidence of

significant disintegration (i.e., many missing bricks).

6.6 Lead-Based Paint: Exterior Surfaces

Housing Choice Voucher Units If the unit was built January 1,

1978 or after, no child under age six will occupy or currently

occupies, is a 0-BR, elderly or handicapped unit with no children

under age six on the lease or expected, has been certified leadbased

paint free by a certified lead-based paint inspector (no

lead-based paint present or no lead-based paint present after

removal of lead), check NA and do not inspect painted surfaces .

Visual assessment for deteriorated paint applies to all exterior

painted surfaces (building components) associated with the

assisted unit including windows, window sills, exterior walls,

floors, porches, railings, doors, decks, stairs, play areas, garages,

fences or other areas if frequented by children under age six.

All deteriorated paint surfaces more than 20 sq. ft. on exterior

surfaces must be stabilized (corrected) in accordance with all

safe work practice requirements. If the painted surface is less

than 20 sq. ft., only stabilization is required. Clearance

testing is not required. Stabilization means removal of deteriorated

paint, repair of the substrate, and application of a new

protective coating or paint. Lead-Based Paint Owner Certification

is required following stabilization activities except for de

minimis level repairs.

6.7 Manufactured Homes: Tie Downs

Manufactured homes must be placed on a site in a stable manner

and be free from hazards such as sliding and wind damage. Manufactured

homes must be securely anchored by a tiedown device

which distributes and transfers the loads imposed by the unit to

appropriate ground anchors so as to resist wind overturning and

sliding, unless a variation has been approved by the HUD Field

Office.

 

7.3 Ventilation and Adequacy of Cooling

If the tenant is present and has occupied the unit during the summer

months, inquire about the adequacy of air flow. If the tenant is not

present or has not occupied the unit during the summer months, test

a sample of windows to see that they open (see Inspection Manual

for instruction).

“Working cooling equipment’’ includes: central (fan) ventilation system;

evaporative cooling system; room or central air conditioning.

Check “Inconclusive” if there are no openable windows and it is

impossible, or inappropriate, to test whether a cooling system works.

Check with other tenants in the building (in a muIti-unit structure) and

with the owner or manager for verification of the adequacy of

ventilation and cooling.

7.4 Water Heater

"Location presents hazard’’ means that the gas or oil water heater is

located in living areas or closets where safety hazards may exist

(e.g., water heater located in very cluttered closet with cloth and

paper items stacked against it). Gas water heaters in bedrooms or

other living areas must have safety dividers or shields.

Water heaters must have a temperature-pressure relief valve and

discharge line (directed toward the floor or outside of the living area)

as a safeguard against build up of steam if the water heater

malfunctions. If not, they are not properly equipped and shall fail.

To pass, gas or oil fired water heaters must be vented into a properly

installed chimney or flue leading outside. Electric water heaters do

not require venting.

If it is impossible to view the water heater, check “Inconclusive.”

Obtain verification of safety of system from owner or manager.

Check "Pass" if the water heater has passed a local inspection. This

applies primarily to hot water that is supplied by a large scale

complex water heating system that serves multiple units (e.g., water

heating system in large apartment building). Check in the same

manner described for heating system safety, item 7.2, above.

7.5 Water Supply

If the structure is connected to a city or town water system, check

‘’Pass.” If the structure has a private water supply (usually in rural

areas) inquire into the nature of the supply (probably from the owner)

and whether it is approvable by an appropriate public agency.

General note: If items 7.5, 7.6, or 7,7 are checked “Inconclusive,”

check with owner or manager for verification of adequacy.

7.6 Plumbing

“Major leaks” means that main water drain and feed pipes (often

located in the basement) are seriously leaking. (Leaks present at

specific facilities have already been evaluated under the checklist

items for “Bathroom” and “Kitchen.”)

“Corrosion” (causing serious and persistent levels of rust or contamination

in the drinking water) can be determined by observing the

color of the drinking water at several taps. Badly corroded pipes will

produce noticeably brownish water. If the tenant is currently occupying

the unit, he or she should be able to provide information about the

persistence of this condition. (Make sure that the “rusty water” is not

a temporary condition caused by city or town maintenance of main

water lines.) See general note under 7.5.

7.7 Sewer Connection

If the structure is connected to the city or town sewer system, check

“Pass.” If the structure has its own private disposal system (e.g.,

septic field), inquire into the nature of the system and determine

whether this type of system can meet appropriate health and safety

regulations.

The following conditions constitute “evidence of sewer back up”:

strong sewer gas smell in the basement or outside of unit; numerous

clogged or very slow drains; marshy areas outside of unit above

septic field. See general note under 7.5.

 

7. Heating and Plumbing

7.1 Adequacy of Heating Equipment

“Adequate heat” means that the heating system is capable of

delivering enough heat to assure a healthy environment in the unit

(appropriate to the climate). The HA is responsible for defining

what constitutes a healthy living environment in the area of the

country in which it operates. Local codes (city or state codes)

should be instructive in arriving at a reasonable local definition.

For example, for heat adequacy, local codes often require that the

unit’s heating facility be capable of maintaining a given temperature

level during a designated time period. Portable electric room

heaters or kitchen stoves or ranges with a built-in heat unit are not

acceptable as a primary source of heat for units located in areas

where climate conditions require regular heating.

“Directly or indirectly to all rooms used for living” means:

“directly” means that each room used for living has a heat

source (e.g., working radiator; working hot air register;

baseboard heat)

‘’indirectly’’ means that, if there is no heat source present in

the room, heat can enter the room easily from a heated

adjacent room (e.g a dining room may not have a radiator,

but would receive heat from the heated living room through

a large open archway).

If the heating system in the unit works, but there is some question

whether a room without a heat source would receive adequate

indirect heat, check “Inconclusive” and verify adequacy from

tenant or owner (e.g., unheated bedroom at the end of a long

hallway).

How to determine the capability of the heating system: If the unit

is occupied, usually the quickest way to determine the capability

of the heating system over time is to question the tenant. If the unit

is not occupied, or the tenant has not lived in the unit during the

months when heat would be needed, check “Inclusive.” It will be

necessary to question the owner on this point after the inspection

has been completed and, if possible, to question other tenants (if

it is a muIti-unit structure) about the adequacy of heat provided.

Under some circumstances, the adequacy of heat can be determined

by a simple comparison of the size of the heating system to

the area to be heated. For example, a small permanently installed

space heater in a living room is probably inadequate for heating

anything larger than a relatively small apartment.

7.2 Safety of Heating Equipment

Examples of “unvented fuel burning space heaters” are: portable

kerosene units; unvented open flame portable units.

‘’Other unsafe conditions’’ include: breakage or damage to heating

system such that there is a potential for fire or other threats to

safety; improper connection of flues allowing exhaust gases to

enter the living area; improper installation of equipment (e.g.,

proximity of fuel tank to heat source, absence of safety devices);

indications of improper use of equipment (e.g., evidence of heavy

build-up of soot, creosote, or other substance in the chimney);

disintegrating equipment; combustible materials near heat source

or flue. SeeInspection Manual for a more detailed discussion of the

inspection of safety aspects of the heating systems.

If you are unable to gain access to the primary heating system in

the unit check ‘’Inconclusive." Contact the owner or manager for

verification of safety of the system. If the system has passed a

recent local inspection, check ‘’Pass.” This applies especially to

units in which heat is provided by a large scale, complex central

heating system that serves multiple units (e.g., a boiler in the

basement of a large apartment building). In most cases, a large

scale heating system for a multi-unit building will be subject to

periodic safety inspections by a local public agency. Check with

the owner or manager to determine the date and outcome of the

last such inspection, or look for an inspection certificate posted on

the heating system.

 

8. General Health and Safety

8.1 Access to Unit

“Through another unit” means that access to the unit Is only possible

by means of passage through another dwelling unit.

8.2 Exits

“Acceptable fire exit” means that the building must have an alternative

means of exit that meets local or State regulations in case of fire;

this could include:

An openable window if the unit is on the first floor or second floor

or easily accessible to the ground.

A back door opening on to a porch with a stairway leading to the

ground.

Fire escape, fire ladder, or fire stairs.

“Blocked” means that the exit is not useable due to conditions such

as debris, storage, door or window nailed shut, broken lock.

Important note: The HA has the final responsibility for deciding

whether the type of emergency exit Is acceptable, although the

tenant should assist in making the decision.

8.3 Evidence of Infestation

“Presence of rats, or severe infestation by mice or vermin” (such as

roaches) is evidenced by: rat holes; droppings; rat runs; numerous

settings of rat poison. If the unit is occupied, ask the tenant,

8.4 Garbage and Debris

“Heavy accumulation” means large piles of trash and garbage,

discarded furniture, and other debris (not temporarily stored awaiting

removal) that might harbor rodents, This may occur inside the unit,

in common areas, or outside. It usually means a level of accumulation

beyond the capacity of an individual to pick up within an hour or

two.

8.5 Refuse Disposal

“Adequate covered facilities" includes: trash cans with covers, garbage

chutes, “dumpsters” (i.e., large scale refuse boxes with lids);

trash bags (if approvable by local public agency). “ApprovabIe by

local public agency” means that the local Health and Sanitation

Department (city, town or county) approves the type of facility in use.

Note: During the period when the HA is setting up its inspection

program, it will check with the local health and sanitation department to

determine which types of facilities are acceptable and include this in the

inspection requirements.

If the unit is vacant and there are no adequate covered facilities

present, check “Inconclusive.” Contact the owner or manager for

verification of facilities provided when the unit is occupied.

8.6 Interior Stairs and Common Halls

‘’Loose, broken, or missing steps’’ should fail if they present a serious

risk of tripping or falling.

A handrail is required on extended sections of stairs (generally four

or more consecutive steps). A railing is required on unprotected

heights such as around stairwells.

“Other hazards” would be conditions such as bare electrical wires

and tripping hazards.

Housing Choice Voucher Units If the unit was built January 1,

1978, or after, no child under six will occupy or currently occupies

it, is a 0-BR, elderly or handicapped unit with no children under

six on the lease or expected, has been certified lead-based paint

free by a certified lead-based paint inspector (no lead-based paint

present or no lead-based paint present after removal of leadbased

paint.), check NA and do not inspect painted surfaces.

This requirement applies to all painted surfaces (building components)

within the unit. (Do not include tenant belongings).

Surfaces to receive a visual assessment for deteriorated paint

include walls, floors, ceilings, built in cabinets (sink bases),

baseboards, doors, door frames, windows systems including

mullions, sills, or frames and any other painted building component

within the unit. Deteriorated paint includes any painted

surface that is peeling, chipping, chalking, cracking, damaged or

otherwise separated from the substrate.

All deteriorated paint surfaces more than 2 sq. ft. in any one

interior room or space, or more than 10% of the total surface

area of an interior type of component with a small surface

area (i.e., window sills, baseboards, and trim) must be stabilized

(corrected) in accordance with all safe work practice

requirements and clearance is required. If the deteriorated

painted surface is less than 2 sq. ft. or less than 10% of the

component, only stabilization is required. Clearance testing

is not required. Stabilization means removal of deteriorated

paint, repair of the substrate, and application of a new protective

coating or paint. Lead-Based Paint Owner Certification is

required following stabilization activities, except for de minimis

level repairs.

8.7 Other Interior Hazards

Examples of other hazards might be: a broken bathroom fixture with

a sharp edge in a location where it represents a hazard; a protruding

nail in a doorway.

8.8 Elevators

Note: At the time the HA is setting up its inspection program, it will

determine local licensing practices for elevators. lnspectors should

then be aware of these practices in evaluating this item (e.g., check

inspection date). If no elevator check “Not Applicable.”

8.9 Interior Air Quality

If the inspector has any questions about whether an existing poor air

quality condition should be considered dangerous, he or she should

check with the local Health and Safety Department (city, town or

county).

8.10 Site and Neighborhood Conditions

Examples of conditions that would “seriously and continuously

endanger the health or safety of the residents” are:

other buildings on, or near the property, that pose serious

hazards (e.g., dilapidated shed or garage with potential for

structural collapse),

evidence of flooding or major drainage problems,

evidence of mud slides or large land settlement or collapse,

proximity to open sewage,

unprotected heights (cliffs, quarries, mines, sandpits),

fire hazards,

abnormal air pollution or smoke which continues throughout

the year and is determined to seriously endanger health, and

continuous or excessive vibration of vehicular traffic (if the unit

is occupied, ask the tenant).

8.11 Lead-Based Paint: Owner Certification

If the owner is required to correct any lead-based paint hazards at

the property including deteriorated paint or other hazards identified

by a visual assessor, a certified lead-based paint risk assessor,

or certified lead-based paint inspector, the PHA must obtain

certification that the work has been done in accordance with all

applicable requirements of 24 CFR Part 35. The Lead-Based

Paint Owner Certification must be received by the PHA before the

execution of the HAP contract or within the time period stated by

the PHA in the owner HQS violation notice. Receipt of the

completed and signed Lead-Based Paint Owner Certification

signifies that all HQS lead-based paint requirements have been

met and no re-inspection by the HQS inspector is required.